UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On June 16, 2023, Lantern Pharma Inc. (the “Company”) held its 2023 Annual Meeting of Stockholders, for the purposes of:
| ● | Electing six directors, each to serve until our 2024 Annual Meeting of Stockholders; |
| ● | Approving an amendment to the Second Amended and Restated Lantern Pharma Inc. 2018 Equity Incentive Plan (the “Equity Incentive Plan”) to increase the number of shares of the Company’s common stock available for issuance under the Equity Incentive Plan by an additional 250,000 shares; and |
| ● | Ratifying the appointment of EisnerAmper LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Election of Directors:
All of the persons nominated to serve on our board of directors, namely Donald Jeff Keyser, Panna Sharma, Vijay Chandru, Maria Maccecchini, Franklyn Prendergast, and David S. Silberstein, were elected to our board of directors, with shares voted as follows:
| Name | For | Withheld | Broker Non-Vote | |||||||||
| Donald Jeff Keyser | 3,812,521 | 443,977 | 2,805,241 | |||||||||
| Panna Sharma | 4,064,225 | 192,273 | 2,805,241 | |||||||||
| Vijay Chandru | 3,810,172 | 446,326 | 2,805,241 | |||||||||
| Maria Maccecchini | 3,811,686 | 444,812 | 2,805,241 | |||||||||
| Franklyn Prendergast | 4,048,745 | 207,753 | 2,805,241 | |||||||||
| David S. Silberstein | 4,060,996 | 195,502 | 2,805,241 | |||||||||
Amendment to Equity Incentive Plan:
Our stockholders approved an amendment to the Equity Incentive Plan to increase the number of shares of the Company’s common stock available for issuance under the Equity Incentive Plan by an additional 250,000 shares, with shares voted as follows:
| For | 4,145,520 | |||
| Against | 96,840 | |||
| Abstain | 14,138 | |||
| Broker Non-Votes | 2,805,241 |
Ratification of Independent Registered Public Accounting Firm:
In addition, our stockholders ratified the appointment of EisnerAmper LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023, with shares voted as follows:
| For | 7,015,460 | |||
| Against | 41,115 | |||
| Abstain | 5,164 |
There were no broker non-votes on the ratification of our independent registered public accounting firm.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Lantern Pharma Inc., | ||
| A Delaware Corporation | ||
| Dated: June 21, 2023 | By: | /s/ David R. Margrave |
David R. Margrave Chief Financial Officer | ||
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