As filed with the Securities and Exchange Commission on June 12, 2020
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-1
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Lantern Pharma Inc.
(Exact name of registrant as specified in its charter)
Delaware | 2834 | 46-3973463 | ||
(State or jurisdiction of | (Primary Standard Industrial | (I.R.S. Employer | ||
incorporation or organization) | Classification Code Number) | Identification No.) |
Lantern Pharma Inc. |
1920 McKinney Avenue, 7th Floor |
Dallas, Texas 75201 |
(972) 277-1136 |
(Address, including zip code, and telephone number, |
including area code, of registrant’s principal executive offices) |
Panna Sharma |
President and Chief Executive Officer |
1920 McKinney Avenue |
Dallas, Texas 75201 |
(628) 777-3339 |
(Name, address, including zip code, and telephone number, |
Including area code, of agent for service) |
Copies to:
Scott E. Bartel, Esq. | Brad L. Shiffman, Esq. |
Daniel B. Eng, Esq. | Blank Rome LLP |
Lewis Brisbois Bisgaard & Smith LLP | 1271 Avenue of the Americas |
633 West 5th Avenue, Suite 4000 | New York, NY 10020 |
Los Angeles, CA 90071 | (212) 885-5442 |
(213) 358-6174 |
Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this Registration Statement.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☐
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☒ Registration Statement No. 333-237714
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated filer | ☐ | |
Non-accelerated filer | ☐ | Smaller reporting company | ☒ | |
Emerging growth company | ☒ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided to Section 7(a)(2)(B) of the Securities Act ☐
CALCULATION OF REGISTRATION FEE
Title of each class of securities to be registered | Proposed maximum aggregate offering price(1)(2) | Amount of registration fee(3) | ||||||
Common Stock, par value $0.0001 per share | $ | 943,350 | $ | 122.45 | ||||
Total | $ | 943,350 | $ | 122.45 |
(1) | Based on the public offering price and calculated for the registration fee in accordance with Rule 457(o) of the Securities Act of 1933, as amended. |
(2) | Includes the aggregate offering price of additional shares that the underwriters have the option to purchase, if any. |
(3) | The registrant previously registered an aggregate of $30,556,650 of common stock on its Registration Statement on Form S-1 (File No. 333-237714), for which a filing fee of $3,966.26 was paid. |
This Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) under the Securities Act of 1933, as amended.
EXPLANATORY NOTE
This Registration Statement is being filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended (the “Securities Act”) and General Instruction V of Form S-1. The contents of the Registration Statement on Form S-1, as amended (File No. 333-237714), including the exhibits thereto, filed by Lantern Pharma Inc. with the Securities and Exchange Commission (the “Commission”) pursuant to the Securities Act, which was declared effective by the Commission on June 10, 2020, are incorporated by reference into this Registration Statement.
PART II—INFORMATION NOT REQUIRED IN PROSPECTUS
Item 16. Exhibits
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Dallas, State of Texas, on June 11, 2020.
Lantern Pharma Inc. | ||
By: | /s/ Panna Sharma | |
Panna Sharma | ||
Chief Executive Officer (Principal Executive Officer) | ||
By: | /s/ David R. Margrave | |
David R. Margrave | ||
Chief Financial Officer (Principal Financial and Principal Accounting Officer) |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Name | Title | Date | |||
/s/ Panna Sharma | Chief Executive Officer, and President | June 11, 2020 | |||
Panna Sharma | (Principal Executive Officer) | ||||
/s/ David R. Margrave | Chief Financial Officer | June 11, 2020 | |||
David R. Margrave | (Principal Financial and Principal Accounting Officer) | ||||
* | |||||
Leslie W. Kreis, Jr. | Director | June 11, 2020 | |||
* | |||||
Donald J. Keyser | Chairman of the Board | June 11, 2020 | |||
* | |||||
David S. Silberstein | Director | June 11, 2020 | |||
* | |||||
Vijay Chandru | Director | June 11, 2020 | |||
* | |||||
Franklyn Prendergast | Director | June 11, 2020 | |||
* Pursuant to Power of Attorney | |||||
By: | /s/ Panna Sharma | ||||
Panna Sharma, Attorney-in-Fact |
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